客户证券保证金代理清算协议。

我们的各种合法权益必定离开不了合同这个东西，我们一定要在看清楚情况下再签订合同。需要我们认真坚持并在合同上签上自己的大名，唯有这样，大家来年才能更加有动力，才能更加安心！那么，想必你在找可以用得到的合同范本吧？小编特地为大家精心收集和整理了“客户证券保证金代理清算协议”，欢迎大家与身边的朋友分享吧！

甲方（受托方）：中国建设银行________分行

乙方（委托方）：________________证券公司

为提高证券市场效率，简化客户证券投资操作流程，提高客户资金安全性，方便客户清算证券交易资金，乙方委托甲方为客户提供证券保证金清算服务。为明确委托关系中双方的权利和义务，根据上海证券交易所和深圳证券交易所（以下统称证券交易所）的资金清算规则及银行有关结算规定，经甲、乙双方友好协商，本着“银行管资金，证券公司管证券”的原则，就委托代理有关事宜达成如下协议。

第一部分　委托代理内容

?第一条　乙方委托甲方通过甲方的“客户证券保证金服务系统”为客户提供：委托证券买卖申报、查询（包括：资金、证券、委托、成交记录、即时行情查询）、分红派息、资金清算等服务。

?第二条　乙方与客户之间的清算，由乙方委托甲方代理进行；乙方与证券交易所之间的清算由乙方进行。

?第三条　甲方代理乙方与客户进行资金清算的依据是乙方向甲方提供的客户成交明细数据、现金分红数据和汇总数据等（以下统称“清算数据”）。

?第四条　甲方与乙方之间的资金清算按以下方法进行：

1．清算账户

户名： ______________________________

账号： ______________________________

开户行：中国建设银行____________分行

2．根据证券交易所证券资金清算的有关规定和清算数据，甲方应向乙方付款时，由甲方于t＋1日上午10时前把款项划入清算账户；乙方应向甲方付款时，应于t＋1日上午10时前在清算账户上备足应付款项，由甲方于t＋1日上午10时从清算账户上扣出应付的款项，乙方由于特殊情况不能于t＋1日上午10时前在清算账户上备足应付款项时，乙方要提前通知甲方，乙方在清算账户上备足应付款项的时间不得迟于t＋1日下午2时。

第二部分　甲方责任

?第五条　根据甲、乙双方约定的数据接口，负责“客户证券保证金服务系统”银行端的程序开发和所需系统硬件的配置，以及甲方相应的通讯系统建设。

?第六条　为客户提供银行端的电话委托和／或互联网委托系统。

?第七条　负责上述系统的正常运作和日常维护。

?第八条　办理客户“证券保证金服务”的申请，审核投资者有关证件的真实性，代理乙方与客户签订指定交易等协议书，并定期将乙方所需的客户资料传送给乙方。

?第九条　接收客户证券买卖、撤单委托，并把委托实时地传送给乙方。

?第十条　为客户提供分红派息、资金查询、修改交易密码、暂停／恢复／撤销证券保证金服务等，并实时将有关信息传送给乙方。

?第十一条　负责管理客户的资金，控制客户的资金买空行为。

?第十二条　管理乙方在甲方设立的清算专用账户，并根据清算规定和清算数据及时与客户进行资金清算。

第三部分　乙方责任

?第十三条　根据甲、乙双方约定的数据接口，负责“客户证券保证金服务系统”证券公司端的程序开发和所需系统硬件的配置，以及乙方相应的通讯系统建设。

?第十四条　为客户提供证券公司端的电话委托和／或互联网委托系统。

?第十五条　负责上述系统的正常运作和日常维护。

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互联网证券买卖协议（附加於现金／保证金客户协议书）

本人／吾等乃贵公司证券户口_________号（户口）之户口持有人，本人／吾等之证券客户合约於_________签订。本人／吾等同意开立一个或多个证券买卖户口，并同意以本人／吾等名义或代表本人／吾等就证券买卖及相关事宜，通过网上交易服务运作户口，本人／吾等同意，户口由贵公司透过贵公司的网上交易服务按照证券客户合约及下列条款及条件（并受其规限）运作：
1．定义及解释
1．1　在本协议中，以下词语具有下列涵义：
进入密码指密码及户口号码；
户口指本人在贵公司开立的互联网买卖户口，经由网上交易服务运作；
网上交易服务指_________根据本协议提供的网上买卖服务，包括电子买卖服务，_________网址上的任何资料，以及其中的软件；
电子买卖服务指本人／吾等发出电子指令的设施，以及网上交易服务提供的资讯服务；
指令指以电子方式买卖证券的买卖指令或其他处理指令；
互联网买卖政策指有关网上交易服务运作的政策（经不时修订）；
密码指本人／吾等与帐号一并使用的个人密码，据之可进入该服务；
证券客户合约指_________公司之现金客户协议书或保证金客户协议书；
_________指_________公司；
帐号指客户与密码一并使用的个人密码，据之可进入电子买卖服务，以及其他网上交易服务提供的服务；
1．2　单数词语包括众数词语，反之亦然。提到一种性别之处，包括所有性别。人士一词，包括商号或独资经营，合伙经营，集团及法人公司，反之亦然。
2．网上交易服务
2．1　本人／吾等了解，电子买卖服务为一半自动设施，让本人／吾等发出电子指令，并接收信息服务。
2．2　本人／吾等同意使用电子买卖服务，必须遵照本协议条款及证券客户合约。本人／吾等使用日後经由网上交易服务提供的其他服务，亦必须遵照本协议条款及客户协议书。
2．3　本人／吾等为户口项下电子买卖服务的唯一获授权使用者。本人／吾等需对进入密码的保密及使用承担责任。本人／吾等承认及同意，本人／吾等需就使用进入密码输进电子买卖服务的所有指令负责，而贵公司，贵公司董事，高级职员或雇员概毋需对本人／吾等，或经由本人／吾等提出申索的任何其他人士（就任何有关处理，错误处理或遗失任何指示）的申索承担责任。
2．4　本人／吾等承认，网上交易服务的所有人权益属贵公司。本人／吾等保证及承诺，本人／吾等不会（亦不会尝试）平扰，修改，拆解，易转，操纵或以其他方式修改（且亦不会尝试未获授权进入）网上交易服务的任何部份。本人吾等承认，若本人／吾等在任何时候违反是项保证及承诺，或实公司在任何时候合理怀疑本人／吾等违反是项保证及承诺，则贵公司可向本人／吾等采取法律行动。本人／吾等承诺，若本人／吾等知悉任何人士干犯本段上文所述任何行动，则本人／吾等须即时通知贵公司。
2．5　本人／吾等进一步承认及同意，作为使用电子买卖服务发出指令的先决条件，若有下列情况，本人／吾等需即时通知贵公司：
a．有关户口的指令已经由电子买卖服务作出，而本人／吾等未收到命令编号；
b．有关户口的指令已经由电子买卖服务作出，而本人／吾等未收到对指令或其执行的准确认收（不论经硬本，电子或口头）；
c．本人／吾等收到交易指示的认收（不论经硬本，电子或口头），但该等交易指示并非本人／吾等作出，或其他类似的不一致情况；
d．本人／吾等知悉户口号码或密码的任何未经授权使用。
2．6　本人／吾等了解，贵公司拟备网上买卖政策，列出网上交易服务运作政策及程序。该政策可经由网址取得，在任何时候均适用。该政策的条款，对本人／吾等对使用网上交易服务具约束力。若本协议条款与网上买卖政策不一致，以本协议条款为准。
2．7　本人／吾等承认_________网址若提供报价服务，乃由贵公司不时指定的第三方提供者提供。本人／吾等承认及同意，对本人／吾等在任何方面因报价服务或因本人／吾等依赖该服务而发生或与之有关的任何损失，费用，支出，损害赔偿或申索贵公司概毋须承担责任。
2．8　本人／吾等了解，就提供资讯而言，电子买卖服务只提供由第三方刊发的证券资料。因市场波动及资料传送过程的延误，该等资料可能并非有关证券或投资的实时市场报价。本人／吾等了解，虽然贵公司相信该等资料可靠，但没有独立基准可兹证实（否定）所提供资料的准确及完整性。本人／吾等了解，不应从所提供的任何证券或投资资料而推断贵公司作出任何推荐或认可。
2．9　本人／吾等了解，在电子买卖服务中提供的资料，以现状及可提供基准提供，贵公司并不保证该等资料的时候，顺序，准确性，足够性或完整性。贵公司没有就该等资料作出明示或默示保证（包括但不限於可商售性或就某一用途的适合性而作出的保证）。
2．10　本人／吾等接受经由互联网或其他电子方法或设施接受或取得服务以及经由互联网或其他电子设备或设施沟通或进行交易所带来的风险。
3．户口
3．1　本人／吾等承认，本人／吾等只可经由互联网进入户口，本人／吾等承认，若本人／吾等在经由互联网接触贵公司时有任何困难，本人／吾等需尝试使用其他方法与贵公司沟通，并把所遇困难知会贵公司。
3．2　开户口时，本人／吾等需在户口申请表上写明本人／吾等就使用该服务而存入首笔按金的款额。该款额可由本人／吾等亲自以支票，银行本票存入或以电传存入贵公司的办事处或银行户口。本人／吾等承认贵公司收到户口申请表上所载有效款项後，方会把进入密码通知本人／吾等。
4．指令经网上交易服务买卖
4．1　如因故障，通讯设施传送失败，或通讯媒体不可靠或并非贵公司所能控制或预期的一或多项原因，以致在传送，收取或执行指令上有所延误贵公司毋须承担责任。
4．2　本人／吾等了解，向传播市场资料的各方提供市场资料的每一参与证券交易所或组织，对其提供的全部资料申张财产权益。本人／吾等亦了解，任何方概不保证市场资料或任何其他市场信息的时效，序列，准确或完整性。任何损失或损害，若因下列原因或由其产生，贵公司或任何传播方概毋须承担任何责任：任何该等资料，资讯或信息不准确，错误，延误或遗漏；或该等资料，资讯或信息传送或交付时的任何不准确，错误，延误或遗漏；或任何该等资料，资讯或信息因贵公司或任何传播方的疏忽行为以致无法履行或提供；或任何不可抗力事件；或任何其他非贵公司所能控制或任何传播方所能合理控制的其他原因。本人／吾等只会把股票报价用於自身用途，不会因任何原因向任何其他人士或实体提供该等资料。
4．3　本人／吾等承认，因无法预料的通讯挤塞及其他原因，互联网是存有内在不可靠性的通讯媒体，而该不可靠性非贵公司所能控制。本人／吾等承认，因该不可靠性，在传送及接收指令及其他资料时可能有延误，以致执行指令的延误及／或执行指令的价格与发出指令时的价格不同。本人／吾等进一步承认及同意，任何通讯均有误解或错误的风险，而该等风险需绝对由本人／吾等承担。本人／吾等承认及同意，指令一经发出，通常不可取消。
5．境外指令
若本人／吾等在香港以外地方向贵公司发出指令，本人／吾等同意确保及声明，该等指令严格遵守该等指令发出时所在相关司法辖区的任何适用法律。本人／吾等进一步同意，本人／吾等有疑问时会谘询相关司法辖区的法律顾问。本人／吾等接受在香港以外地区发出的指令，可能需向相关当局支付税费，本人／吾等同意支付该等适用税费。本人／吾等同意，按要求弥偿贵公司因本人／吾等在香港以外地区发出指令而发生的任何损害，损失，费用，法律程序，要求或申索。
6．风险披露声明
电子交易风险在交易高峰，市场波动，系统升级及维护或其他时间，互联网或其他电子设施的进入可能会受到限制甚至无法进入。通过互联网或其他电子设施进行的交易可能会因不可预测的流量堵塞和其他贵公司无法控制的原因而受到干扰，传输中断，以及传输延误。由於技术上的制约，互联网是一种不完全可靠的通讯媒介。由於这种不可靠性原因，交易指令及其他资讯的传输和接收可能会有延误，而这会导致交易指令在执行上的延误，或者交易执行的价格已不同于指令发出时的市场价格。而且，通信和个人资料可能会被未经授权的第三方取得，且在通信上会存在误解或错误的风险，而这些风险将完全由本人／吾等承担。本人／吾等确认并同意，交易指令一旦发出通常将不可能取消。
签署确认
本人／吾等，为下述签署人，兹承认本人／吾等已阅读，知悉，及明白本协议之内容并接受其条款及条件。
客户（签字）：_________客户主任（签字）：_________
_________年____月____日_________年____月____日
见证人（签字）：_________
_________年____月____日

附件

i/we am/are the client holding the securities account(s) with you numbered _________ (the account) and refer to my/our cash/margin client's agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the account) to be operated through internet trade service，in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities，and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client's agreement:
i/we am/are the client holding the securities account(s) with you numbered _________ (the account) and refer to my/our cash/margin client's agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the account) to be operated through internet trade service，in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities，and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client's agreement:-
1.　definition and construction
1.　definition and construction
1.1　in this agreement，the following terms shall bear the following meanings:
1.1　in this agreement，the following terms shall bear the following meanings:
access codes means together the password and the user name;
（1） access codes means together the password and the user name;
（2） account means my internet securities trading account with you operated through the internet trade service;
account means my internet securities trading account with you operated through the internet trade service;
internet trade service means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice，any information contained in _________ web site and the software comprised in them;
（3）internet trade service means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice，any information contained in _________ web site and the software comprised in them;
（4）electronic trading service means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;
electronic trading service means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;
instruction means any instruction for the buying or selling of or otherwise dealing in any securities;
（5）instruction means any instruction for the buying or selling of or otherwise dealing in any securities;
（6）internet trading policy means the policy relating to the operation of the internet trade service as amended from time to time;
internet trading policy means the policy relating to the operation of the internet trade service as amended from time to time;
password means my/our personal password used in conjunction with the user name to gain access to the service;
（7）password means my/our personal password used in conjunction with the user name to gain access to the service;
（8）client's agreement means _________ cash client's agreement or margin client's agreement;
client's agreement means _________ cash client's agreement or margin client's agreement;
_________ means _________ securities limited;
（9）_________ means _________ securities limited;
（10）user name means the client's personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.
user name means the client's personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.
1.2　words denoting the singular shall include the plural and vice versa， reference to one gender shall include all genders and words denoting person shall　include a firm or sole proprietorship，partnership，syndicate and corporation and vice versa.
1.2　words denoting the singular shall include the plural and vice versa， reference to one gender shall include all genders and words denoting person shallinclude a firm or sole proprietorship，partnership，syndicate and corporation and vice versa.
2.　internet trade service
2.　internet trade service
2.1　i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.
2.1　i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.
2.2　i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client's agreement.
2.2　i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client's agreement.
2.3　i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors，officers or employees shall have any liability to me/us，or to any other person whose claim may arise through me/us，for any claims with respect to the handling， mishandling or loss of any instruction.
2.3　i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors，officers or employees shall have any liability to me/us，or to any other person whose claim may arise through me/us，for any claims with respect to the handling， mishandling or loss of any instruction.
2.4　i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not， and shall not attempt to， tamper with， modify， decompile， reverse engineer or otherwise alter in any way， and shall not attempt to gain unauthorized access to， any part of the internet trade service. i/we acknowledge that you may take legal action against me/us， if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.
2.4　i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not， and shall not attempt to， tamper with， modify， decompile， reverse engineer or otherwise alter in any way， and shall not attempt to gain unauthorized access to， any part of the internet trade service. i/we acknowledge that you may take legal action against me/us， if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.
2.5　i/we further acknowledge and agree that， as a condition of using the electronic trading service to give instructions， i/we shall immediately notify you if:
2.5　i/we further acknowledge and agree that， as a condition of using the electronic trading service to give instructions， i/we shall immediately notify you if:
（1）an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;
a.　an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;
b.　an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy， electronic or verbal means);
（2）an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy， electronic or verbal means);
（3）i/we have received acknowledgement (whether by hard copy， electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or
c.　i/we have received acknowledgement (whether by hard copy， electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or
d.i/we become aware of any unauthorized use of the user name or password.
2.6　i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy， the terms of this agreement shall prevail.
（4）i/we become aware of any unauthorized use of the user name or password.
2.6　i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy， the terms of this agreement shall prevail.
2.7　i/we acknowledge that the price quotation service， if any， for securities， available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses，costs， expenses， damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.
2.7　i/we acknowledge that the price quotation service， if any， for securities， available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses，costs， expenses， damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.
2.8　i/we understand that the electronic trading services may provide， for informational purpose only， data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process， the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable， there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.
2.8　i/we understand that the electronic trading services may provide， for informational purpose only， data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process， the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable， there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.
2.9　i/we understand that information provided in the electronic trading services is provided on an ''as is， ''as available basis and you do not guarantee the timeliness， sequence， accuracy，adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.
2.9　i/we understand that information provided in the electronic trading services is provided on an ''as is， ''as available basis and you do not guarantee the timeliness， sequence， accuracy，adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.
2.10　i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.
3.　the account
2.10　i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.
3.　the account
3.1　i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet， i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.
3.1　i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet， i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.
3.2　when opening the account， i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque， bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.
4.　instructions- dealings through the internet trade service
3.2　when opening the account， i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque， bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.
4.　instructions- dealings through the internet trade service
4.1　you shall not be responsible for delays in the transmission， receipt or execution of instructions due to either transmission of communication facilities， or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.
4.1　you shall not be responsible for delays in the transmission， receipt or execution of instructions due to either transmission of communication facilities， or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.
4.2　i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness， sequence， accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy， error or delay in or omission from any such data， information or message， or the transmission or delivery of the same， non-performance or interruption of any such data， message or information due to any negligent act of you or any disseminating party， or to any force majeure event， or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.
4.2　i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness， sequence， accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy， error or delay in or omission from any such data， information or message， or the transmission or delivery of the same， non-performance or interruption of any such data， message or information due to any negligent act of you or any disseminating party， or to any force majeure event， or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.
4.3　i/we acknowledge that the internet is， due to unpredictable traffic congestion and other reasons， an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that， as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.
5.　instructions outside hong kong
4.3　i/we acknowledge that the internet is， due to unpredictable traffic congestion and other reasons， an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that， as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.
5.　instructions outside hong kong
if i/we give any instruction to you outside hong kong， i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given， and i/we further agree that i/we shall， when in doubt， consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong ， and i/we agree to pay such taxes or charges as possible.
6.　risk disclosure statement
if i/we give any instruction to you outside hong kong， i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given， and i/we further agree that i/we shall， when in doubt， consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong ， and i/we agree to pay such taxes or charges as possible.
6.　risk disclosure statement
risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand， market volatility， systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption， transmission blackout， and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is， due to technical limitation， an inherently unreliable medium if communication. as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover， communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.
acknowledgement
risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand， market volatility， systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption， transmission blackout， and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is， due to technical limitation， an inherently unreliable medium if communication. as a result of such unreliability， there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover， communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.
acknowledgement
i/we，the undersigned， hereby acknowledge that i/we have read， is/are aware of and understand the contents of the client's agreement and accept its terms and conditions thereof.
date:_________.
i/we，the undersigned， hereby acknowledge that i/we have read， is/are aware of and understand the contents of the client's agreement and accept its terms and conditions thereof.
client(signature):_________account executive(signature):_________
print name of client:_________
date:_________ date:_________
signed by account executive:_________
witness(signature):_________
print name of witness:_________
date:_________

代理异地资金清算协议

甲方：_________
乙方：中国_________银行
甲乙双方经协商，达成如下协议：
第一条　甲方委托乙方直接代理甲方异地资金汇划及其资金清算业务。乙方接受甲方委托在其资金清算系统内承办甲方的异地资金汇划及其清算业务。
第二条　代理异地资金清算业务的范围包括：异地资金汇划及其资金清算，查询查复。
第三条　甲方及其营业网点与乙方资金清算系统的接口和业务收发方式为第_________种：
1．集中方式：甲方代表其所属营业网点统一设置一个集中清算点，并连接到乙方资金清算中心（组）。甲方所属营业网点异地资金汇划业务及查询查复业务统一由集中清算点发送与接收。
2．分散方式：甲方及其所属营业网点分别设立清算点，各清算点直接与乙方资金清算中心（组）连接，分别发送电子汇划业务及查询查复业务。
第四条　甲方及其营业网点在乙方清算系统的账户设置方式分为：
1．集中方式：委托行在代理行资金清算中心开设一个同业存放款项户，其所有营业网点业务信息均通过委托行集中清算点与代理行清算系统交换，汇出、汇入款项均通过该账户予以清算。
2．分散方式：委托行及其所属营业网点分别设立应用终端与代理行清算系统交换业务信息，各自开设同业存放款账户，并通过该账户进行汇划资金清算，或者委托行及其所属营业网点设置一个同业存放款账户，所有营业网点发出的异地结算业务所产生的汇差均使用该账户清算。
第五条　乙方资金清算中心每日依据甲方在资金清算系统上发送的电子汇划业务，直接在甲方同业存放款账户清算资金。
第六条　甲方在乙方资金清算中心开立的同业存放款账户应确保有足够的资金用于发送电子汇划业务。甲方应实时监控本行清算资金情况，避免发生汇出资金大于同业存放款账户资金余额的情况。
第七条　当出现甲方汇出资金大于同业存放款账户资金余额情况时，清算系统自动中止汇出业务，由此引起的一切法律后果由甲方承担。
第八条　除因不可抗力及乙方所不能控制因素导致系统中断，乙方保证甲方发往异地的汇划信息及时到达甲方指定的汇入地。当清算系统出现故障，导致发送电子汇划业务不能正常开展时，双方应立即联系，尽快解决。
第九条　资金清算系统因不可抗力及通讯故障等乙方所不能控制的因素导致系统中断或不能正常开展业务时，乙方应当免责。
第十条　甲方开户时，应预留印鉴卡片。汇划信息发出次日，甲方应将汇划凭证加盖预留印鉴后，送交乙方。
第十一条　乙方按时向甲方提供同业存放款账户满页副本明细账页；年终时提供剩余副本明细账页。
第十二条　乙方按人民银行规定的同业存款挂牌利率按季结计利息。
第十三条　以《支付结算办法》及人民银行电子联行收费标准为基础，经双方协商确定具体收费标准，按月结算。
第十四条　甲方遵守乙方系统运行时间。
第十五条　乙方向甲方有偿提供办理异地资金汇划业务的清算点软件、安全卡、ic卡及有关操作手册，对甲方有关人员进行入网业务培训，并负责今后运行过程中该软件的维护、升级以及升级后的培训工作。甲方有关操作人员应按乙方要求严格操作。
第十六条　甲方在协议签定后_________日内，按照《操作手册》要求配置运行主机及配套的相关设备，装入操作软件和应用软件，并完成清算点与清算中心之间的通讯网络建设，以及今后运行过程中该套硬件设备及通讯网络的维护、升级工作，确保软件运行环境良好，清算点与清算中心（组）线路连接通畅。
第十七条　甲乙双方必须以在清算点软件中设置数字签名的方式确认双方收发业务的有效性。甲方必须对汇划信息的正确性、合法性负责。
第十八条　乙方负责甲方清算点安全控制系统的安装及安全卡、ic卡的发放，甲方应妥善保管使用安全卡、ic卡，一旦出现丢失，应及时向乙方挂失，挂失生效前的经济损失由甲方承担。
第十九条　在日间，甲方可随时查看清算点的汇划发送和账户余额情况。
第二十条　甲方保证在任何情况下遵守《中国_________银行代理其他商业银行异地资金清算业务章程》。
第二十一条　甲乙双方有责任就协议内容、条款对第三方保守秘密。甲方对乙方提供的办理异地资金汇划业务的清算点软件及有关业务操作手册应保守秘密，未经乙方同意不得泄露给第三方。
第二十二条　协议有效期为_________年，期满后可续签。
第二十三条　甲、乙双方在履行本协议过程中发生争议时，可以通过协商解决，也可直接向乙方所在地的人民法院起诉。在协商或诉讼期间，本协议不涉及争议部分的条款，双方仍须履行。
第二十四条　本协议适用于中华人民共和国有关法律，未尽事宜除甲方、乙方另有约定外，依据惭方业务规定和有关金融业务管理办法办理。
第二十五条　本协议一式_________份，双方各执_________份。
第二十六条　本协议在甲、乙双方签字并加盖公章之日起生效。
甲方（盖章）：_________乙方（盖章）：中国_________银行
授权代理人（签字）：_________　授权代理人（签字）：_________
_________年____月____日_________年____月____日
签订地点：_________签订地点：_________

黄金代理交易协议书

甲方：_________

住所：_________

邮编：_________　

业务电话：_________

传真：_________

乙方：_________

住所：_________

邮编：_________

业务电话：_________

传真：_________

甲乙双方本着平等协商、诚实信用的原则就甲方为乙方提供黄金交易代理服务的有关事项订立本协议。

一、委托

1．乙方委托甲方按照乙方的指令为乙方进行在上海黄金交易所（以下简称交易所）的现货交易；甲方接受乙方委托，并按照乙方的指令，为乙方进行在交易所的现货交易。

2．甲方根据交易所的交易规则执行乙方指令。甲方有义务将交易结果转移给乙方，乙方有义务对交易结果承担全部责任。

3．甲方将乙方的资料在交易所登记备案，并取得乙方在交易所的客户编码，乙方通过甲方在交易所的全部交易行为，以该客户编码为唯一标识。

二、资金与实物

4．乙方的最低开户资金为_________元。（1－3万元）

5．乙方卖出实物前，需委托甲方将实物入交易所的指定交割仓库，取得仓库的入库单；乙方买入实物前，必须将与成交金额相当的货款划入甲方指定账户。

三、指定事项

6．乙方授权下列人员为乙方的指令下达人

姓名_________身份证号_________　

7．乙方授权下列人员为乙方的清算确认人

姓名_________身份证号_________　

8．乙方授权下列人员为乙方的资金调拨和黄金入出库执行人

姓名_________身份证号_________　

9．乙方的以下地址为乙方与甲方业务往来的唯一有效地址

邮编_________地址_________

10．如需变更上述指定事项，须书面通知甲方并经甲方确认后生效。乙方未及时书面通知，造成的损失由乙方负担。

四、指令下达

11．乙方通过甲方下达交易指令到交易所的交易系统，乙方交易指令可以通过书面、电话等方式下达，书面指令须有指令下达人签字，电话下单方式甲方需保留录音记录。

12．甲方有权审核乙方的指令，包括资金或实物是否足够，内容是否齐全明确，有否违反交易所规则等，以确定指令有效和无效，当确定乙方指令无效时，甲方有权拒绝乙方的指令。

13．乙方在指令发出后，可以在指令未成交或未全部成交前，向甲方要求撤单。

14．甲方的交易结果不符合乙方的交易指令，应当重新执行乙方的交易指令，并赔偿由此造成的直接损失。

15．乙方需要入库或提货必须向甲方提交书面申请，甲方有义务协助乙方办理实物入库、提货及出库等工作，具体操作办法按交易所仓储交割业务规则执行。

五、通知事项

16．甲方在交易日闭市后，采取以下第_________种形式，向乙方发出成交确认单和清算单：

（1）乙方或其授权人到甲方营业场所领取。

（2）按约定的号码以传真的方式发送：传真号_________

（3）其它形式：_________

17．甲方按双方约定的方式向乙方发出清算单后，乙方如未及时领取或未及时收到当日成交单和清算单，应在下一交易日开市前向甲方索取，否则视为甲方已经送达。

18．乙方对甲方提供的成交单和清算单上记载的事项有异议，应在次日开市前向甲方提出，在次日收市前不提出异议，视为乙方对记载事项的确认。

19．甲方或者乙方要求变更通知事项，应及时通知另一方，经双方确认后生效。否则，由此造成的延误或损失由责任方负责。

六、账户管理

20．甲方在交易所指定银行开设交易专用账户，代管乙方交存的资金；在交易所指定的交割仓库代管乙方交存的黄金。甲方为乙方设置资金分户明细帐，并在每日交易清算单中报告可用资金和可交易黄金的余额及划转情况。

21．在下列情况下，甲方有权从乙方的资金账户中划转资金和黄金

（1）依照乙方指令成交的货款或黄金；

（2）为乙方支付的仓租和运保费；

（3）乙方的交易手续费；

（4）乙方未履约的违约罚款；

（5）甲乙双方签订的双方同意的划款事项。

22．乙方有权随时查询自己的原始凭证，有权随时了解自己的账户情况，甲方应当予以积极配合。

23．乙方用于交易的资金和黄金属乙方所有，甲方不得将乙方的资金和黄金用于自身经营活动或为他人的经营活动提供担保，甲方因破产或其他原因无法从事黄金代理业务时，乙方的资金和货款不得用于抵偿甲方的债务或挪作他用。

24．甲方有责任如实向乙方提供自身的资信和业务情况，不得以任何形式向乙方作获利保证。

25．乙方有权要求甲方提供交易行情及其它信息，并对乙方进行必要的业务培训。

七、费用

26．乙方应当向甲方支付代理黄金交易的手续费。手续费的收取标准按附表执行。

27．乙方支付给交易所的各项费用以及乙方的税项由乙方承担，前述费用不在乙方支付给甲方的手续费之内。

八、免责条款

28．由于地震、火灾、战争等不可抗力导致的交易中断、延误等风险，甲方不承担责任，但应在条件允许下，采取一切必要的补救措施以减少因不可抗力造成的损失。

29．由于国家的有关法律、法规、规章、政策或者交易所规则的改变、紧急措施的出台而导致乙方承担的风险，甲方不承担责任。

九、协议生效和修改

30．本协议经双方当事人或者其代理人签字后，于乙方开户资金汇入甲方账户之日起生效。

31．本协议如有补充协议，经双方签字，与本协议具有同等效力。

32．在协议履行过程中，若发生本协议未列明事宜，按国家有关法规、规章、政策及交易所章程、规则执行。

十、账户的清算

33．当发生下列情形之一时，甲方有权对乙方账户进行清算，并解除乙方的委托关系。

（1）乙方被人民法院宣告进入破产程序；

（2）乙方在甲方的账户被提起诉讼保全或扣划；

（3）乙方出现其他法定或约定解除协议条件的情况。

34．甲方因故不能从事在交易所的代理业务时，经乙方同意，甲方可以将客户资金和实物转移至其他乙方认可的可经营代理业务的会员，由此产生的合理费用由甲方承担。

35．乙方可以通过注销账户的方式，终止与甲方的代理协议。双方终止委托关系，甲方必须及时向交易所办理乙方在甲方名下的注销手续。

十一、纠纷各处理方式

36．甲乙双方发生交易纠纷或者其他争议，可以自行协商解决，协商不成的，可以采取下列方式解决　

（1）提请仲裁；

（2）向人民法院起诉；本协议诉讼管辖地为　

十二、其他事宜

37．甲方的《开户登记表》为本协议不可分割的一部分。

38．本协议一式两份，甲乙双方各执一份。

甲方（盖章）：_________乙方（盖章）：_________

授权代表（签字）：_________授权代表（签字）：_________

_________年____月____日_________年____月____日

签订地点：_________签订地点：_________

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